Compliance Management

 

Your JULY Client Service Manager will coordinate all compliance and plan administration services with our Plan Consulting Team, including eligibility and enrollment, year-end testing and compliance, IRS Form 5500 and other tax compliance, and distribution and loan adjudication.

 

Eligibility and Enrollment

We help you determine which participants are eligible to participate in the plan and provide instructions, forms, and assistance for enrolling participants.

Compliance Testing

Our Plan Consultants calculate all required compliance tests and your dedicated Client Service Manager will walk you through correcting failed tests.

 

Tax Compliance

We provide signature-ready Form 5500s and help you through the electronic filing process. We ensure other required tax forms are completed and filed as well.

Distributions and Loans

We handle all distribution and loan adjudication, including assisting with paperwork and reviewing and approving distribution and loan eligibility and amounts.


Compliance Resources

Click below to download resources related to our plan administration services.